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    Table of Contents

  • What is Escalation Management?
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  • Why is Escalation Management Important?
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  • How Does Escalation Management Work?
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  • Who is Involved in Escalation Management?
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  • When Should an Issue Be Escalated?
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  • Escalation Management Metrics
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  • Frequently Asked Questions (FAQs)

What is Escalation Management?

Escalation management is a process designed to handle problems that require attention beyond the immediate capacity. 

It involves the systematic transfer of unresolved issues from lower-level support to higher-level support tiers, ensuring that the problems are resolved in a timely and efficient manner.

Types of Escalation

Typically, there are two types of escalations – functional and hierarchical. 

Functional escalation is when the problem is transferred from one functional area to another because the existing functional area lacks the expertise needed to solve it. 

Hierarchical escalation happens when the problem is transferred to higher authority levels to get a faster resolution or to manage critical situations.

Purpose of Escalation Management

The purpose of escalation management is to ensure that unresolved incidents are forwarded to the appropriate higher levels of expertise or authority, minimizing the overall impact on service levels and customer experience

It also helps to prevent situations from deviating out of control and creates a structure that allows for an efficient flow of information to the appropriate resource.

Key Industries Using Escalation Management

Almost all industries require a solid escalation management plan, but there is a special emphasis in sectors like IT, telecom, healthcare, customer service, and manufacturing. 

These industries typically deal with critical systems and complex customer queries that often require the input from specialized professionals or higher-ranked individuals.

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Why is Escalation Management Important?

Understanding why escalation management is critical can illustrate its value to an organization. 

A well-structured escalation management process can ensure issues are resolved in a timely manner while maintaining a high level of customer satisfaction.


One of the main reasons for implementing escalation management is to ensure a time-efficient resolution of issues.

It reduces the time spent on issue resolution by ensuring problems are promptly forwarded to the correct expertise level.

Customer Satisfaction

Escalation management contributes greatly to customer satisfaction. When issues are promptly and properly resolved, customers are less likely to become frustrated, leading to a positive customer experience.

Proper Resource Allocation

Escalation management helps to ensure the allocation of appropriate resources, maximizing efficiency and productivity. 

Instead of wasting time and resources on a problem not suited to their expertise, lower-level resources can focus on resolving less complex issues, while experts tackle the more specialized problems.

Avoidance of Critical Situations

Proper escalation management helps to identify and manage potential crises before they turn into real problems. 

By recognizing when something is beyond its current capabilities, a company can invoke higher levels of skill and authority to mitigate the risk of a situation worsening.

Service Improvement

A structured escalation process can identify recurring issues that require systemic changes. 

These insights can drive the improvement of processes, policies, or even products, leading to enhanced service levels and customer satisfaction.

How Does Escalation Management Work?

The process of escalation management can vary greatly, but there are some general steps that are commonly followed. Let's dive deeper into the mechanics of an effective escalation framework.

Detection of an Issue

The first step in the escalation process is the identification of an issue. This can occur through different channels, such as customer complaints, automated system alerts, report analysis, or staff notifications.

Initial Assessment

Once an issue is detected, the initial support tier conducts an assessment to determine if they can resolve the problem. If they deem the issue beyond their skill set or authority, the problem is marked for escalation.

Escalation Initiation

The process of forwarding the issue to a higher support tier is initiated. This requires putting together all relevant information and evidence concerning the problem to aid the higher tier in their investigation and resolution.

Problem Resolution

The higher tier works on resolving the problem using their specialized skills or additional authority. They may use their experience, and technical knowledge or escalate it further if required.

Closure and Feedback

After the problem is resolved, it's necessary to communicate the resolution back down the chain and to the customer, if applicable. Gathering feedback about the process can also help improve future escalations.

Who is Involved in Escalation Management?

The actors in escalation management may vary depending on the industry and the company's size or structure, but some key players are typically involved. 

These stakeholders are essential to ensure a smooth escalation process and speedy issue resolution.


Customers, whether internal or external, are usually the ones who raise the issue. 

Their role in escalation management revolves around reporting issues, providing necessary information, and giving feedback once the issue is resolved.

Frontline Staff

Frontline staff or initial support tiers are the first to handle an issue. They assess the problem and, if they can't resolve it, they initiate the escalation process, passing along all relevant information.

Mid-Level Support Teams

Mid-level support teams handle escalated issues that require technical or specialized knowledge beyond the initial support tier's capabilities. If they can't solve the problem, they may escalate it further to upper management.

Upper Management

In some cases, issues may need to be escalated to upper management. This could be due to the need for high-level decision-making authority or expertise that only they possess.

Escalation Manager

Some organizations also have a dedicated escalation manager. They oversee the whole escalation process, ensure that issues are addressed within set timelines, and educate and train teams on escalation protocols.

When Should an Issue Be Escalated?

Knowing when to escalate an issue is crucial in ensuring efficient resolution and maintaining customer satisfaction. There are several factors that can contribute to this decision.

Beyond Current Skills or Knowledge

If an issue is outside the competency of the current team, it's time to escalate that issue. This ensures that the issue will be handled by someone with the right skills or knowledge.

When Timelines are Breached

If the issue isn't resolved within a predefined timeline, it may need to be escalated. Timelines may vary depending on the severity and complexity of the issue.

If the Issue is Recurring

If the same issue keeps coming back, despite being 'resolved', it may suggest a deeper underlying problem. In this case, escalation to a higher, more specialized team can help identify and resolve the root cause.

Critical Impact on Business

If an unresolved issue poses a significant threat to business operations, brand reputation, or legal standing, it should be escalated immediately to the upper management or dedicated crisis management team.

Customer Requests Escalation

In some cases, a customer might not be satisfied with the resolution provided and might request that the issue is escalated. 

While it's beneficial to resolve the issue at the initial level, customer requests for escalation should be honored promptly.

Escalation Management Metrics

Finally, it is important to measure the effectiveness of your escalation management processes. Key performance indicators (KPIs) or metrics can provide valuable insights into how well you're managing escalations.

Time to Escalate

This metric measures the time taken to escalate an issue from the initial support tier to a higher one.

Time to Resolve

Time to resolve is the total time taken from the moment an issue was logged till the time it was resolved.

Number of Escalations

The total number of incidents that needed escalation within a specific period.

Recurring Escalations

A measure of how many issues needed re-escalation within a certain time frame. This can point towards systemic issues or flaws in the escalation process itself.

Customer Satisfaction

This metric evaluates customer satisfaction post-resolution. It's typically calculated through surveys or direct feedback from customers.

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Frequently Asked Questions (FAQs)

How does a typical Escalation Management process work?

A typical Escalation Management process involves identifying issues, determining their severity, assigning responsibility, setting priority levels, and taking appropriate action.

What are the key components of an effective Escalation Management system?

Effective Escalation Management includes proper communication channels, a clear escalation hierarchy, documented policies, efficient issue tracking, and performance evaluation.

How does Escalation Management impact customer satisfaction?

Escalation Management helps resolve issues quickly, prevents recurring problems, and ensures a timely response, ultimately improving customer satisfaction.

What role does technology play in Escalation Management?

Technology simplifies Escalation Management with automation, efficient tracking, reporting tools, and improved communication between stakeholders.

How can organizations continuously improve their Escalation Management system?

Organizations can improve their Escalation Management system by conducting regular audits, learning from previous escalations, developing staff skills, and adapting to changing business environments.

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Table of Contents

  • What is Escalation Management?
  • arrow
  • Why is Escalation Management Important?
  • arrow
  • How Does Escalation Management Work?
  • arrow
  • Who is Involved in Escalation Management?
  • arrow
  • When Should an Issue Be Escalated?
  • arrow
  • Escalation Management Metrics
  • arrow
  • Frequently Asked Questions (FAQs)